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Canadian Securities Administrators News and Regulatory Updates

Canadian Securities Administrators News and Regulatory Updates

Dan Blystone
14 hours ago

Ontario regulator warns against seven unregistered investment firms

Ontario's securities regulator is expanding its investor alert list with seven firms and entities it says are not registered to trade or advise on securities in the province. The warning covers ...

#Crypto #Scam Alert

Dan Blystone
08.06.2026

FCA seeks injunction against Neil Woodford, W4.0 over alleged unauthorised investment advice

UK regulators are escalating scrutiny of online investment activity by launching civil proceedings against Neil Woodford and W4.0. The case centres on allegations that advice and financial ...

#FCA #UK

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