SEC and CFTC prepare joint approach to regulating U.S. crypto market

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Sergey Shendetskyi

11.03.2026

SEC and CFTC prepare joint approach to regulating U.S. crypto market — SEC and CFTC plan joint oversight

U.S. financial supervisory authorities plan to strengthen coordination in regulating cryptocurrencies and derivatives markets. U.S. Securities and Exchange Commission (SEC) Chair Paul Atkins said the agency intends to work more closely with the Commodity Futures Trading Commission (CFTC) to reduce overlapping requirements and make regulation clearer for market participants.

Atkins made the remarks at the FIA Global Clearing Markets Conference in Boca Raton, Florida. The event traditionally brings together representatives of major exchanges, clearing organizations, and financial institutions operating in derivatives markets. According to the SEC chair, excessive differences between regulatory regimes can increase costs and reduce liquidity, while coordinated rules can improve the resilience of financial markets.

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SEC and CFTC increase coordination

One of the key elements of the new approach will be a memorandum of understanding between the SEC and the CFTC. The document is expected to outline how the two agencies will cooperate in supervision, enforcement, and interpretation of rules for companies operating simultaneously in securities and derivatives markets.

Atkins noted that in the past companies often faced situations where the same violation could trigger parallel investigations or sanctions from different agencies. In his view, such an approach does not improve oversight and instead creates additional burdens for market participants.

Under the proposed framework, regulators are discussing a mechanism known as “substituted compliance.” The concept means that compliance with the rules of one agency could partially satisfy similar requirements imposed by the other. This approach is expected to reduce administrative pressure on firms registered under both regulatory regimes.

The SEC and CFTC also intend to work together on the classification of new financial instruments, including derivatives contracts and products linked to digital assets.

What it could mean for the crypto industry

Closer alignment between the SEC and CFTC could reshape operating conditions for crypto companies in the United States. The agencies plan to launch a joint consultation platform through which market participants will be able to discuss new financial products with representatives of both regulators at the same time.

In addition, Atkins supported broader use of cross-margining mechanisms in derivatives markets. Such tools allow market participants to use the same collateral across multiple trading platforms, improving capital efficiency.

The discussion about regulatory coordination comes amid a broader political agenda in the United States. The administration of Donald Trump has previously stated its intention to turn the country into the “crypto capital of the planet.” At the same time, Congress continues to debate the CLARITY Act, a bill designed to define the distribution of authority between the SEC and the CFTC over digital assets.

The introduction of a new regulatory model could reduce regulatory uncertainty in the U.S. crypto market. A more coordinated approach by the SEC and CFTC may create a more predictable regulatory environment, simplify the launch of new financial products, and increase institutional investor interest in the digital asset sector.

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